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CHARLES PATRICK PIERCE JR
CHARLIE PIERCE JR
CRD#: 1681730
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 12900 HALL ROAD
SUITE 415
STERLING HEIGHTS, MI 48313
Registration History
199019952000200520102015202020252 FIRMS2006 - 2006 (<1 year)2 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - 2023 (13 years)2 FIRMS2023 - Present (1 year)BLASALLE FINANCIAL SERVICES, INC. (CRD# 20373)2004 - 2006 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2003 - 2004 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2003 (5 years)BCOMERICA SECURITIES (CRD# 17079)1994 - 1998 (3 years)BFIRST OF MICHIGAN CORPORATION (CRD# 311)1987 - 1988 (1 year)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1987 - 1987 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2001 - 2003 (1 year)
License(s)

State Registrations

B
Illinois 9/1/2023

B
Nebraska 9/1/2023

B
Kentucky 9/1/2023

IA
Nebraska 9/1/2023

IA
Kentucky 9/1/2023

B
Ohio 9/1/2023

B
Michigan 9/1/2023

B
Tennessee 4/2/2024

IA
Michigan 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
12900 HALL ROAD SUITE 415, STERLING HEIGHTS, MI 48313
Registered with this firm since 9/1/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
12900 HALL ROAD SUITE 415, STERLING HEIGHTS, MI 48313
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2010 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) STERLING HEIGHTS, MI
B
09/30/2010 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) STERLING HEIGHTS, MI
IA
03/14/2007 - 08/06/2010 COMERICA SECURITIES (CRD#:17079) BLOOMFIELD HILLS, MI
B
03/14/2007 - 08/06/2010 COMERICA SECURITIES (CRD#:17079) BLOOMFIELD HILLS, MI
IA
06/01/2006 - 12/19/2006 MCDONALD INVESTMENTS INC. (CRD#:566) BIRMINGHAM, MI
B
05/23/2006 - 12/19/2006 MCDONALD INVESTMENTS INC. (CRD#:566) BIRMINGHAM, MI
B
10/22/2004 - 01/24/2006 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
B
06/06/2003 - 10/27/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
IA
06/11/2001 - 04/08/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) AUBURN HILLS, MI
B
03/30/1998 - 04/08/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/10/1994 - 03/15/1998 COMERICA SECURITIES (CRD#:17079) DETROIT, MI
B
09/21/1987 - 12/15/1988 FIRST OF MICHIGAN CORPORATION (CRD#:311)
B
07/22/1987 - 09/08/1987 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.