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Herbert Bender
HB BENDER II, HERB BENDER, HERBERT LEE BENDER II, HERBERT LEE BENDER JR, HERBERT LEE BENDER
CRD#: 1680684
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6220 ST. HWY. 6
MISSOURI CITY, TX 77459
Registration History
199019952000200520102015202020252 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2006 (4 years)BWMA SECURITIES, INC. (CRD# 32625)1999 - 2002 (2 years)BHIBERNIA INVESTMENT SECURITIES... (CRD# 17526)1998 - 1999 (<1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1997 - 1997 (<1 year)BFFP SECURITIES, INC. (CRD# 16337)1996 - 1997 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1996 (3 years)BFIRST INVESTORS CORPORATION (CRD# 305)1987 - 1987 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (4 years)
License(s)

State Registrations

B
Arizona 10/10/2014

B
Nevada 10/18/2022

B
Arkansas 6/26/2014

B
New York 6/16/2022

B
California 1/16/2025

B
North Carolina 10/1/2012

B
Colorado 10/15/2014

B
Ohio 6/9/2022

B
Delaware 5/9/2022

B
Oklahoma 1/5/2017

B
Florida 3/1/2022

B
Texas 10/1/2012

B
Illinois 4/19/2022

IA
Texas 10/1/2012

B
Mississippi 4/22/2022

B
Virginia 11/30/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6220 ST. HWY. 6, MISSOURI CITY, TX 77459
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6220 ST. HWY. 6, MISSOURI CITY, TX 77459
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/18/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MISSOURI CITY, TX
B
10/29/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MISSOURI CITY, TX
B
04/12/2002 - 12/31/2006 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
B
06/04/1999 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
04/17/1998 - 02/17/1999 HIBERNIA INVESTMENT SECURITIES INC. (CRD#:17526) NEW ORLEANS, LA
B
05/06/1997 - 09/05/1997 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
07/02/1996 - 05/01/1997 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
11/16/1992 - 07/02/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
06/08/1987 - 08/31/1987 FIRST INVESTORS CORPORATION (CRD#:305)
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Broker
IA
Investment Adviser
Disclosures
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