Individual Firm
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BRUCE HENRY BRUINSMA
CRD#: 1679271
IA
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ENVOY ADVISORY INC.CRD#: 306559 940 E. UNION STREET
SUITE 202
PASADENA, CA 91106
SUITE 202
PASADENA, CA 91106
0
Disclosures
37
Years of Experience
View By:
State Registrations
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California 12/24/2019
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Registered with this firm since 12/24/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/22/2011 - 12/26/2019 | PASADENA, CA | |
B | 09/22/2011 - 06/29/2017 | COLORADO SPRINGS, CO | |
IA | 11/25/1997 - 09/20/2011 | PASADENA, CA | |
B | 03/19/1997 - 09/20/2011 | PASADENA, CA | |
B | 01/01/1994 - 04/03/1997 | PALM BEACH GARDENS, FL | |
B | 06/20/1989 - 01/01/1994 | PALM BEACH GARDENS, FL | |
B | 09/14/1987 - 05/30/1989 | ||
B | 05/27/1987 - 09/30/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.