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Elizabeth Anne Kenney
ELIZABETH ANNE GELLER
CRD#: 1678919
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 681 Lake Street E.
Suite 354
Wayzata, MN 55391-1758
Registration History
199019952000200520102015202020252 FIRMS2018 - Present (6 years)BKAVANAUGH SECURITIES, INC. (CRD# 10606)1989 - 1989 (<1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1987 - 1989 (1 year)
License(s)

State Registrations

B
Arizona 4/10/2023

B
Minnesota 12/21/2018

B
Florida 4/10/2023

IA
Minnesota 12/21/2018

B
Indiana 6/16/2023

B
Montana 4/10/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 Lake Street E. Suite 354, Wayzata, MN 55391-1758
Registered with this firm since 12/21/2018

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 Lake Street E. Suite 354, Wayzata, MN 55391-1758
Registered with this firm since 8/1/2018

Previous Registration(s)
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B
02/16/1989 - 08/03/1989 KAVANAUGH SECURITIES, INC. (CRD#:10606)
B
06/17/1987 - 03/06/1989 ADVANTAGE CAPITAL CORPORATION (CRD#:146)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.