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GEOFFREY TAYLOR GRIFFIN
GEOFF GRIFFIN
CRD#: 1678436
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3105 GLENWOOD AVE STES 201 & 302
RALEIGH, NC 27612
Registration History
199019952000200520102015202020252 FIRMS1999 - Present (25 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1991 - 1999 (8 years)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1989 - 1991 (1 year)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1987 - 1989 (2 years)
License(s)

State Registrations

B
Alabama 2/14/2006

B
Missouri 2/7/2008

B
Arizona 2/14/2006

B
New Jersey 10/1/1999

B
California 10/1/1999

B
New Mexico 5/26/2015

B
Colorado 9/14/2022

B
New York 10/1/1999

B
Connecticut 10/1/1999

B
North Carolina 10/1/1999

B
Florida 10/1/1999

IA
North Carolina 12/31/2001

B
Georgia 10/1/1999

B
Ohio 1/4/2005

B
Hawaii 12/3/2024

B
Oregon 2/7/2008

B
Illinois 8/5/2014

B
Pennsylvania 2/7/2008

B
Indiana 2/14/2006

B
South Carolina 10/1/1999

B
Kentucky 2/7/2008

B
Tennessee 10/1/1999

B
Maryland 1/7/2000

B
Texas 10/1/1999

B
Massachusetts 10/1/1999

IA
Texas 6/20/2016

B
Michigan 11/14/2017

B
Virginia 10/1/1999

B
Minnesota 2/7/2008

B
Washington 2/7/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3105 GLENWOOD AVE STES 201 & 302, RALEIGH, NC 27612
Registered with this firm since 10/1/1999

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3105 GLENWOOD AVE STES 201 & 302, RALEIGH, NC 27612
Registered with this firm since 10/1/1999

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/22/1991 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
09/29/1989 - 02/28/1991 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
07/22/1987 - 10/17/1989 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.