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Detailed Report
JERRY SCOTT BROWN
CRD#: 1676362
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 34990 EMERALD COAST PKWY
DESTIN, FL 32541
Registration History
199019952000200520102015202020252 FIRMS1998 - 2006 (8 years)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2014 (4 years)2 FIRMS2014 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 1998 (10 years)BFIRST INVESTORS CORPORATION (CRD# 305)1987 - 1987 (<1 year)
Disclosure(s)
View By:
7/23/2008
Customer Dispute
Settled
8/12/2005
Customer Dispute
Denied
5/9/2003
Customer Dispute
Withdrawn
4/14/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/21/2014
B
Maine 11/2/2016
B
Arizona 1/10/2014
B
Michigan 8/16/2021
B
California 1/10/2014
B
Missouri 1/20/2017
B
Colorado 1/10/2014
B
Nevada 8/1/2024
IA
Colorado 3/30/2023
B
North Carolina 1/10/2014
B
Florida 1/13/2014
B
Ohio 8/14/2019
IA
Florida 1/13/2014
B
Tennessee 1/10/2014
B
Georgia 1/14/2014
B
Texas 1/10/2014
B
Indiana 10/13/2015
IA
Texas 1/10/2014
B
Kansas 2/11/2014
B
Virginia 1/10/2014
B
Kentucky 5/18/2022
B
Wisconsin 1/10/2014
B
Louisiana 1/10/2014

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
34990 EMERALD COAST PKWY, DESTIN, FL 32541
Frisco, CO
Registered with this firm since 1/10/2014
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
34990 EMERALD COAST PKWY, DESTIN, FL 32541
Frisco, CO
Registered with this firm since 1/10/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 01/15/2014 MORGAN STANLEY (CRD#:149777) DESTIN, FL
B
 06/01/2009 - 01/15/2014 MORGAN STANLEY (CRD#:149777) DESTIN, FL
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DESTIN, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DESTIN, FL
IA
 01/13/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) DESTIN, FL
B
 01/13/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) DESTIN, FL
IA
 02/09/1998 - 02/06/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) DESTIN, FL
B
 02/06/1998 - 02/06/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 11/25/1987 - 02/04/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 06/19/1987 - 09/23/1987 FIRST INVESTORS CORPORATION (CRD#:305)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.