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MARK STEVEN CROWE
CRD#: 1675944
IA
Investment Adviser
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Previous Broker
CROWE FINANCIAL GROUP LLCCRD#: 166174 128 NORTH HIGH STREET
HILLSBORO, OH 45133
Registration History
199019952000200520102015202020252 FIRMS2003 - 2004 (<1 year)IACROWE FINANCIAL GROUP LLC (CRD# 166174)2013 - Present (11 years)BGRADIENT SECURITIES, LLC (CRD# 127701)2013 - 2015 (2 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2004 - 2013 (9 years)BEDWARD JONES (CRD# 250)2000 - 2003 (2 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1987 - 1988 (<1 year)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2007 - 2013 (6 years)
Disclosure(s)
View By:
1/19/2021
Customer Dispute
Pending
12/23/2008
Customer Dispute
Denied
License(s)

State Registrations

IA
Ohio 7/15/2013

Current Registration(s)
IA
CROWE FINANCIAL GROUP LLC (CRD#:166174)
128 NORTH HIGH STREET, HILLSBORO, OH 45133
Registered with this firm since 7/15/2013

Previous Registration(s)
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07/15/2013 - 12/31/2015 GRADIENT SECURITIES, LLC (CRD#:127701) HILLSBORO, OH
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02/13/2007 - 07/12/2013 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HILLSBORO, OH
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03/19/2004 - 07/12/2013 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HILLSBORO, OH
IA
08/18/2003 - 03/22/2004 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) HILLSBORO, OH
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08/11/2003 - 03/19/2004 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
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07/11/2000 - 06/12/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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08/05/1987 - 07/27/1988 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.