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ERNEST J GUERRIERO
ERNEST JOHN GUERRIERO, ERNIE GUERRIERO, Ernest Guerriero
CRD#: 1674789
IA
Investment Adviser
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Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 SAUGERTIES, NY
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2012 - 2018 (5 years)BGUARDIAN INVESTOR SERVICES LLC (CRD# 6635)2009 - 2012 (2 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2006 - 2007 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2005 - 2006 (<1 year)BENTERPRISE FUND DISTRIBUTORS, INC. (CRD# 883)2005 - 2005 (<1 year)BMONY SECURITIES CORPORATION (CRD# 4386)2001 - 2005 (3 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)1997 - 2001 (4 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1996 - 1996 (<1 year)BCNA INVESTOR SERVICES, INC. (CRD# 7360)1991 - 1996 (4 years)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1989 - 1991 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1987 - 1989 (2 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2014 - 2018 (3 years)
License(s)

State Registrations

IA
Delaware 10/7/2022

IA
New York 4/16/2021

B
Delaware 10/17/2022

B
North Carolina 12/10/2020

B
New York 12/11/2020

IA
North Carolina 12/11/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
SAUGERTIES, NY
Registered with this firm since 12/11/2020

B
PARK AVENUE SECURITIES LLC (CRD#:46173)
SAUGERTIES, NY
Registered with this firm since 12/10/2020

Previous Registration(s)
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IA
10/23/2020 - 11/13/2020 USA FINANCIAL SECURITIES CORPORATION (CRD#:103857) Binghampton, NY
B
04/27/2020 - 11/13/2020 USA FINANCIAL SECURITIES CORPORATION (CRD#:103857) Binghampton, NY
IA
07/17/2014 - 04/30/2018 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
10/16/2012 - 04/30/2018 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
12/14/2009 - 10/16/2012 GUARDIAN INVESTOR SERVICES LLC (CRD#:6635) NEW YORK, NY
IA
05/20/2009 - 11/30/2009 AMERITAS INVESTMENT CORP (CRD#:14869) SAUGERTIES, NY
B
05/12/2009 - 11/30/2009 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
IA
04/04/2007 - 04/17/2009 ESI FINANCIAL ADVISORS (CRD#:265) MONTPELIER, VT
B
03/26/2007 - 04/17/2009 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
B
01/31/2006 - 02/20/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) KINGSTON, NY
B
07/18/2005 - 02/01/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
01/21/2005 - 07/05/2005 ENTERPRISE FUND DISTRIBUTORS, INC. (CRD#:883) ATLANTA, GA
B
05/09/2001 - 01/06/2005 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
01/06/1997 - 01/29/2001 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
01/01/1996 - 12/31/1996 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
06/25/1991 - 01/01/1996 CNA INVESTOR SERVICES, INC. (CRD#:7360) NEW YORK, NY
B
05/04/1989 - 05/06/1991 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
B
05/19/1987 - 06/02/1989 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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Broker
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Investment Adviser
Disclosures
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