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PATTY L HANNA
PATTY LOGAN HANNA, PATTY LOU ANN HANNA, PATTY L LOGAN, PATTY L MATTHEWS, PATTY LOGAN MATTHEWS
CRD#: 1674016
IA
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WELLS FARGO ADVISORSCRD#: 19616 130 HARBOUR PL DR STE 200
DAVIDSON, NC 28036
DAVIDSON, NC 28036
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Disclosures
30
Years of Experience
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State Registrations
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Alabama 4/3/2018
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Nebraska 7/7/2023
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Alaska 5/14/2024
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Nevada 2/4/2015
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Arizona 2/7/2011
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New Hampshire 4/18/2018
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Arkansas 1/13/2021
B
New Jersey 2/7/2011
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California 1/13/2021
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New York 2/7/2011
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Colorado 9/19/2017
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North Carolina 10/30/2008
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Connecticut 12/6/2019
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North Carolina 10/30/2008
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Delaware 9/15/2020
B
Ohio 1/14/2021
B
Florida 10/27/2009
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Oklahoma 2/22/2024
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Georgia 5/8/2018
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Oregon 7/7/2023
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Illinois 10/27/2009
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Pennsylvania 5/10/2011
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Indiana 11/21/2014
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Rhode Island 7/7/2023
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Kansas 7/7/2023
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South Carolina 10/27/2009
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Kentucky 10/26/2020
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Tennessee 11/21/2014
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Louisiana 5/10/2011
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Texas 10/27/2009
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Maine 7/7/2023
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Texas 11/2/2009
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Maryland 4/30/2021
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Virginia 5/10/2011
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Massachusetts 5/10/2011
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Washington 5/10/2011
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Michigan 2/7/2011
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West Virginia 2/7/2011
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Minnesota 5/30/2024
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Wisconsin 7/20/2016
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Mississippi 7/7/2023
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Wyoming 7/7/2023
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Missouri 9/15/2020
SRO Registrations
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IA
Registered with this firm since 10/30/2008
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Registered with this firm since 10/30/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/05/2006 - 10/30/2008 | CORNELIUS, NC | |
B | 07/05/2006 - 10/30/2008 | CORNELIUS, NC | |
IA | 11/16/2005 - 07/14/2006 | CHARLOTTE, NC | |
B | 07/20/2005 - 07/14/2006 | CHARLOTTE, NC | |
B | 06/15/2002 - 06/30/2005 | ST. LOUIS, MO | |
B | 01/16/1995 - 06/15/2002 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.