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Detailed Report
TAMORA ROSANNE MARKHAM
TAMORA ROSANNE SCHNEIDER
CRD#: 1672743
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 200 NIBCO PARKWAY
SUITE 300
ELKHART, IN 46516
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2013 (9 years)2 FIRMS2013 - Present (11 years)BEDWARD JONES (CRD# 250)2000 - 2003 (3 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 1999 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 3/17/2020
B
New Hampshire 3/17/2020
B
Arkansas 3/17/2020
B
New Jersey 3/17/2020
B
California 3/17/2020
B
New Mexico 3/17/2020
B
Colorado 3/17/2020
B
New York 3/17/2020
B
Connecticut 3/17/2020
B
North Carolina 3/18/2020
B
District of Columbia 3/17/2020
B
Ohio 3/17/2020
B
Florida 6/21/2013
B
Oregon 3/17/2020
B
Georgia 3/17/2020
B
Pennsylvania 3/17/2020
B
Illinois 6/21/2013
B
Rhode Island 3/17/2020
B
Indiana 6/21/2013
B
South Carolina 3/17/2020
IA
Indiana 6/21/2013
B
South Dakota 3/17/2020
B
Iowa 1/2/2025
B
Texas 3/17/2020
B
Kentucky 3/17/2020
B
Utah 7/30/2021
B
Maine 3/17/2020
B
Virginia 3/17/2020
B
Maryland 4/5/2022
B
Washington 3/17/2020
B
Michigan 6/21/2013
B
West Virginia 2/2/2022
B
Minnesota 3/17/2020
B
Wisconsin 3/17/2020
B
Missouri 3/17/2020
B
Wyoming 3/17/2020
B
Nevada 1/17/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
200 NIBCO PARKWAY SUITE 300, ELKHART, IN 46516
Registered with this firm since 6/21/2013
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
200 NIBCO PARKWAY SUITE 300, ELKHART, IN 46516
Registered with this firm since 6/21/2013
Previous Registration(s)
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IA
 07/01/2003 - 06/24/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ELKHART, IN
B
 07/03/2003 - 06/24/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ELKHART, IN
IA
 06/03/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ELKHART, IN
B
 02/16/2000 - 02/06/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 11/25/1997 - 10/25/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.