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SALLYEANN BRALLIER
SALLYANN MCNAMEE, SALLYEANN MCNAMEE
CRD#: 1672049
IA
B
WELLS FARGO ADVISORSCRD#: 19616 3700 OLD REDWOOD HWY STE 108
[NJ-RBO]
SANTA ROSA, CA 95404
[NJ-RBO]
SANTA ROSA, CA 95404
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Disclosures
34
Years of Experience
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State Registrations
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Alabama 8/13/2015
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Missouri 2/15/2013
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Alaska 1/18/2012
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Montana 6/30/2017
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Arizona 4/28/2011
B
Nebraska 7/5/2016
B
Arkansas 2/15/2013
B
Nevada 4/28/2011
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California 3/17/2011
B
New Hampshire 5/2/2016
B
California 4/11/2011
B
New Jersey 10/10/2013
B
Colorado 2/15/2013
B
New Mexico 7/21/2017
B
Connecticut 1/17/2014
B
New York 4/28/2011
B
Delaware 8/13/2015
B
North Carolina 2/19/2013
B
District of Columbia 10/10/2013
B
Ohio 10/11/2013
B
Florida 2/15/2013
B
Oklahoma 4/28/2011
B
Georgia 1/18/2013
B
Oregon 4/28/2011
B
Hawaii 4/28/2011
B
Pennsylvania 10/10/2013
B
Idaho 11/5/2012
B
Puerto Rico 12/13/2022
B
Illinois 5/2/2016
B
Rhode Island 1/17/2014
B
Indiana 4/28/2011
B
South Carolina 1/17/2014
B
Iowa 2/23/2018
B
South Dakota 11/3/2016
B
Kansas 8/13/2015
B
Tennessee 1/17/2014
B
Kentucky 10/20/2015
B
Texas 4/28/2011
B
Louisiana 6/20/2017
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Texas 11/3/2016
B
Maine 1/12/2012
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Utah 4/28/2011
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Maryland 2/15/2013
B
Vermont 2/14/2020
B
Massachusetts 2/1/2012
B
Virginia 11/8/2012
B
Michigan 10/10/2013
B
Washington 4/28/2011
B
Minnesota 6/5/2013
B
West Virginia 8/13/2015
B
Mississippi 10/10/2013
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Wisconsin 5/25/2016
SRO Registrations
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Registered with this firm since 3/17/2011
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Registered with this firm since 6/14/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/19/2006 - 09/04/2008 | SANTA ROSA, CA | |
B | 09/23/1991 - 09/11/2006 | SANTA ROSA, CA | |
B | 08/18/1987 - 08/29/1990 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.