• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
19901995200020052010201520202025IABLUERING ADVISORS, INC (CRD# 316034)2021 - Present (3 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2011 - 2021 (9 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2011 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2001 - 2003 (2 years)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2001 (3 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1987 - 1997 (10 years)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2014 - 2021 (6 years)
Disclosure(s)
View By:
8/27/2007
Customer Dispute
Denied
License(s)

State Registrations

IA
New York 11/1/2021

Current Registration(s)
IA
BLUERING ADVISORS, INC (CRD#:316034)
LAGRANGEVILLE, NY
Registered with this firm since 11/1/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2014 - 02/19/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) POUGHKEEPSIE, NY
B
07/29/2011 - 02/19/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) POUGHKEEPSIE, NY
B
06/01/2009 - 08/08/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) POUGHKEEPSIE, NY
B
05/06/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) POUGHKEEPSIE, NY
B
01/13/2001 - 05/13/2003 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
09/01/1997 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
06/26/1987 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.