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MARK THOMAS MCGANNON
MARK MCGANNON
CRD#: 1671343
IA
Investment Adviser
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Previous Broker
SOUND CAPITAL SOLUTIONS LLCCRD#: 311034 CHICAGO, IL
Registration History
199019952000200520102015202020252 FIRMS2002 - 2005 (3 years)IASOUND CAPITAL SOLUTIONS LLC (CRD# 311034)2024 - Present (1 year)BSOUND CAPITAL DISTRIBUTORS LLC (CRD# 310661)2021 - 2025 (3 years)BJANUS HENDERSON DISTRIBUTORS (CRD# 28832)2007 - 2019 (11 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2001 - 2002 (<1 year)BJOHN NUVEEN & CO., INCORPORATED (CRD# 469)1999 - 2000 (1 year)BVAN KAMPEN FUNDS INC. (CRD# 6939)1992 - 1999 (6 years)BVAN KAMPEN FUNDS INC. (CRD# 6939)1987 - 1999 (11 years)IASOUND CAPITAL SOLUTIONS LLC (CRD# 311034)2020 - 2023 (2 years)
License(s)

State Registrations

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Illinois 1/11/2024

Current Registration(s)
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SOUND CAPITAL SOLUTIONS LLC (CRD#:311034)
CHICAGO, IL
Registered with this firm since 1/11/2024

Previous Registration(s)
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06/02/2021 - 02/03/2025 SOUND CAPITAL DISTRIBUTORS LLC (CRD#:310661) WHEATON, IL
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10/23/2020 - 09/15/2023 SOUND CAPITAL SOLUTIONS LLC (CRD#:311034) TEMECULA, CA
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07/26/2007 - 04/12/2019 JANUS HENDERSON DISTRIBUTORS (CRD#:28832) SAINT CHARLES, IL
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06/04/2002 - 08/25/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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06/04/2002 - 08/25/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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06/22/2001 - 02/12/2002 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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02/12/1999 - 08/01/2000 JOHN NUVEEN & CO., INCORPORATED (CRD#:469) CHICAGO, IL
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08/19/1992 - 01/25/1999 VAN KAMPEN FUNDS INC. (CRD#:6939)
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09/17/1987 - 01/25/1999 VAN KAMPEN FUNDS INC. (CRD#:6939) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.