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Detailed Report
JOHN FRANCIS DALLAVALLE
CRD#: 1671261
IA
Investment Adviser
B
Broker
FOUNDERS FINANCIAL SECURITIES, LLCCRD#: 137945 7360 GUILFORD DRIVE
Ste 200A
FREDERICK, MD 21704
Registration History
199019952000200520102015202020252 FIRMS2012 - Present (13 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2001 - 2012 (10 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1996 - 2001 (5 years)BCOMPREHENSIVE FINANCIAL SERVIC... (CRD# 22710)1992 - 1996 (3 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1987 - 1992 (4 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2012 (6 years)IAEASTERN POINT ADVISORS INC. (CRD# 107123)2001 - 2005 (3 years)
License(s)

State Registrations

B
Arizona 1/6/2020
B
New Jersey 8/17/2012
B
Colorado 1/3/2019
B
New Mexico 9/22/2023
B
Connecticut 1/4/2021
B
New York 1/17/2012
B
Delaware 1/6/2020
B
North Carolina 6/16/2015
B
District of Columbia 8/2/2013
B
Ohio 1/17/2012
B
Florida 1/17/2012
B
Pennsylvania 1/17/2012
B
Georgia 1/3/2019
B
South Carolina 1/5/2017
B
Maryland 1/17/2012
B
Virginia 1/17/2012
IA
Maryland 1/17/2012
B
Wisconsin 1/3/2019
B
Massachusetts 6/23/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FOUNDERS FINANCIAL SECURITIES, LLC (CRD#:137945)
7360 GUILFORD DRIVE Ste 200A, FREDERICK, MD 21704
Registered with this firm since 1/17/2012
B
FOUNDERS FINANCIAL SECURITIES LLC (CRD#:137945)
7360 GUILFORD DRIVE Ste 200A, FREDERICK, MD 21704
Registered with this firm since 1/17/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/16/2005 - 01/20/2012 INVESTORS CAPITAL ADVISORY (CRD#:30613) FREDERICK, MD
B
 07/02/2001 - 01/20/2012 INVESTORS CAPITAL CORP. (CRD#:30613) FREDERICK, MD
IA
 07/16/2001 - 06/16/2005 EASTERN POINT ADVISORS INC. (CRD#:107123) FREDERICK, MD
B
 01/01/1996 - 07/02/2001 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 06/23/1992 - 01/01/1996 COMPREHENSIVE FINANCIAL SERVICES, INC. (CRD#:22710)
B
 07/02/1987 - 06/23/1992 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.