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Detailed Report
MICHAEL LEWIS KANTROWITZ
CRD#: 1669240
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 130 TURNER ST STE 800
WALTHAM, MA 02453
Registration History
199019952000200520102015202020252 FIRMS2010 - 2017 (6 years)2 FIRMS2017 - Present (8 years)BLEERINK SWANN LLC (CRD# 39011)2002 - 2010 (8 years)BTUCKER ANTHONY INCORPORATED (CRD# 837)1998 - 2002 (3 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1990 - 1998 (8 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1987 - 1990 (3 years)IALEERINK SWANN LLC (CRD# 39011)2007 - 2010 (2 years)
License(s)

State Registrations

B
Colorado 5/1/2019
B
New Jersey 3/31/2017
IA
Connecticut 3/31/2017
B
New York 3/31/2017
B
Florida 7/29/2019
B
South Carolina 3/31/2017
B
Massachusetts 3/31/2017
B
Tennessee 3/31/2017
B
New Hampshire 3/31/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
130 TURNER ST STE 800, WALTHAM, MA 02453
Registered with this firm since 3/31/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
130 TURNER ST STE 800, WALTHAM, MA 02453
Registered with this firm since 3/31/2017
Previous Registration(s)
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IA
 06/24/2010 - 04/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWTON, MA
B
 06/17/2010 - 04/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWTON, MA
IA
 10/01/2007 - 06/15/2010 LEERINK SWANN LLC (CRD#:39011) BOSTON, MA
B
 01/15/2002 - 06/15/2010 LEERINK SWANN LLC (CRD#:39011) BOSTON, MA
B
 09/28/1998 - 02/05/2002 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
B
 06/27/1990 - 10/09/1998 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
 05/21/1987 - 07/25/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.