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BERNARD GILES OBRIEN
BERNIE OBRIEN
CRD#: 1666362
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 1000 WILSHIRE BLVD
STE 900
LOS ANGELES, CA 90017
Registration History
19901995200020052010201520202025IAWEDBUSH SECURITIES INC. (CRD# 877)2007 - Present (18 years)BWEDBUSH SECURITIES INC. (CRD# 877)1990 - Present (35 years)BCARROLL MCENTEE & MCGINLEY INC... (CRD# 19585)1987 - 1989 (1 year)
License(s)

State Registrations

B
California 1/25/1990

B
New Mexico 2/9/2023

IA
California 2/20/2007

B
New York 9/22/2022

B
Colorado 3/8/2023

B
North Carolina 5/6/2024

B
Connecticut 11/2/2022

B
Texas 2/9/2023

B
Florida 6/24/2022

B
Utah 9/22/2022

B
Illinois 10/28/2022

B
Virginia 2/9/2023

B
Minnesota 3/25/2024

B
Washington 3/8/2023

B
New Jersey 3/30/2023

B
Wisconsin 9/11/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
1000 WILSHIRE BLVD STE 900, LOS ANGELES, CA 90017
21650 OXNARD STREET STE 1440, WOODLAND HILLS, CA 91367
Registered with this firm since 2/20/2007

B
WEDBUSH SECURITIES INC. (CRD#:877)
1000 WILSHIRE BLVD STE 900, LOS ANGELES, CA 90017
21650 OXNARD STREET STE 1440, WOODLAND HILLS, CA 91367
Registered with this firm since 1/25/1990

Previous Registration(s)
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B
07/25/1987 - 04/17/1989 CARROLL MCENTEE & MCGINLEY INCORPORATED (CRD#:19585) NEW YORK CITY, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.