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ROBERT JOHN DILLON JR
BOB DILLON
CRD#: 1665684
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 50 South 7th St
Barron, WI 54812
Registration History
199019952000200520102015202020252 FIRMS2013 - 2015 (2 years)2 FIRMS2016 - 2022 (6 years)2 FIRMS2022 - Present (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2005 - 2013 (8 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2004 - 2005 (1 year)BNATIONWIDE SECURITIES, INC. (CRD# 11173)2003 - 2004 (<1 year)BOHIO SAVINGS SECURITIES, INC. (CRD# 13945)2000 - 2003 (3 years)BRYAN, BECK & CO. (CRD# 3248)1999 - 1999 (<1 year)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1998 - 1999 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1998 - 1998 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1991 - 1998 (6 years)BFINANCIAL HORIZONS SECURITIES ... (CRD# 20221)1991 - 1994 (3 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1987 - 1991 (4 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2006 - 2013 (7 years)
Disclosure(s)
View By:
6/12/2003
Employment Separation After Allegations
License(s)

State Registrations

B
Florida 5/19/2022

B
Oklahoma 4/1/2024

B
Illinois 5/18/2022

B
Wisconsin 5/18/2022

B
Minnesota 5/18/2022

IA
Wisconsin 5/18/2022

B
North Carolina 11/30/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
50 South 7th St, Barron, WI 54812
1111 W. CLAIREMONT AVENUE, EAU CLAIRE, WI 54701
Registered with this firm since 5/18/2022

B
LPL FINANCIAL LLC (CRD#:6413)
50 South 7th St, Barron, WI 54812
1111 W. CLAIREMONT AVENUE, EAU CLAIRE, WI 54701
Registered with this firm since 5/18/2022

Previous Registration(s)
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IA
01/12/2016 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Barron, WI
B
01/11/2016 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Barron, WI
IA
12/05/2013 - 12/16/2015 INVEST FINANCIAL CORPORATION (CRD#:12984) LANSING, MI
B
12/04/2013 - 12/16/2015 INVEST FINANCIAL CORPORATION (CRD#:12984) LANSING, MI
IA
04/03/2006 - 12/05/2013 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) LANSING, MI
B
09/09/2005 - 12/05/2013 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) LANSING, MI
B
03/24/2004 - 09/02/2005 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
10/17/2003 - 03/30/2004 NATIONWIDE SECURITIES, INC. (CRD#:11173) COLUMBUS, OH
B
01/04/2000 - 06/11/2003 OHIO SAVINGS SECURITIES, INC. (CRD#:13945) CLEVELAND, OH
B
02/17/1999 - 12/20/1999 RYAN, BECK & CO. (CRD#:3248) FLORHAM PARK, NJ
B
12/02/1998 - 02/23/1999 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
05/13/1998 - 12/02/1998 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
11/14/1991 - 05/18/1998 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
06/10/1991 - 12/31/1994 FINANCIAL HORIZONS SECURITIES CORPORATION (CRD#:20221)
B
05/22/1987 - 06/17/1991 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.