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BRIAN JOSEPH SULLIVAN
CRD#: 1664711
IA
Investment Adviser
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Previous Broker
MERCER GLOBAL ADVISORS INC.CRD#: 147363 5555 Glenridge Connector
Suite 825
Atlanta, GA 30342
Registration History
199019952000200520102015202020252 FIRMS1998 - 2009 (11 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2016 (5 years)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2016 - Present (8 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)BGNA SECURITIES, INC. (CRD# 10465)1992 - 1993 (1 year)BFISCO EQUITY, INC. (CRD# 24067)1992 - 1992 (<1 year)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1991 - 1992 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 1990 (3 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1987 - 1987 (<1 year)IAREGISTER FINANCIAL ADVISORS, LLC (CRD# 143884)2010 - 2010 (<1 year)
Disclosure(s)
View By:
5/7/2010
Employment Separation After Allegations
License(s)

State Registrations

IA
Alabama 3/24/2016

IA
North Carolina 12/9/2016

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Florida 7/2/2018

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South Carolina 4/11/2016

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Georgia 4/8/2016

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Texas 8/23/2023

Current Registration(s)
IA
MERCER GLOBAL ADVISORS INC. (CRD#:147363)
5555 Glenridge Connector Suite 825, Atlanta, GA 30342
Registered with this firm since 3/24/2016

Previous Registration(s)
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IA
07/09/2010 - 03/15/2016 REGISTER FINANCIAL ADVISORS, LLC (CRD#:143884) ATLANTA, GA
B
06/15/2010 - 03/15/2016 REGISTER FINANCIAL ASSOCIATES, INC. (CRD#:30568) ATLANTA, GA
IA
06/15/2010 - 06/15/2010 REGISTER FINANCIAL ADVISORS, LLC (CRD#:143884) ATLANTA, GA
IA
10/23/2009 - 06/04/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
10/23/2009 - 06/04/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
07/08/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
B
10/16/1992 - 12/18/1993 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
07/30/1992 - 10/21/1992 FISCO EQUITY, INC. (CRD#:24067) LINCOLN, RI
B
07/17/1991 - 07/27/1992 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
B
11/23/1987 - 12/06/1990 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/14/1987 - 11/04/1987 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.