Individual Firm
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MICHAEL HANSFRED THACKER
MIKE THACKER
CRD#: 1663196
IA
B
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 10100 INNOVATION DR STE 120
MIAMISBURG, OH 45342
MIAMISBURG, OH 45342
0
Disclosures
37
Years of Experience
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State Registrations
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Colorado 1/3/2019
B
Ohio 1/3/2011
B
Florida 12/2/2015
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Ohio 1/3/2011
B
Indiana 1/3/2011
B
South Carolina 9/9/2016
B
Kentucky 1/3/2011
B
Texas 9/5/2013
B
Maine 6/3/2021
IA
Texas 9/16/2013
B
Nevada 11/5/2024
B
West Virginia 1/3/2011
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/07/2000 - 01/03/2011 | DAYTON, OH | |
B | 10/15/1993 - 01/03/2011 | DAYTON, OH | |
B | 04/10/2000 - 09/22/2000 | HARTFORD, CT | |
B | 03/14/1990 - 10/15/1993 | WINDSOR, CT | |
B | 05/28/1987 - 10/15/1993 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.