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TERRY JAMES NIEDFELDT
TERRY NIEDFELDT
CRD#: 1663069
IA
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THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 417 W MAIN ST
STOUGHTON, WI 53589
STOUGHTON, WI 53589
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8/7/2008
Customer Dispute
Closed-No Action
State Registrations
B
Arizona 3/27/2015
B
North Carolina 2/5/2025
B
Arkansas 5/8/2012
B
Ohio 6/24/2016
B
Colorado 5/19/2015
B
Pennsylvania 2/17/2017
B
Illinois 6/11/2019
B
Texas 8/7/2023
B
Iowa 1/11/2024
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Texas 8/7/2023
B
Maryland 1/19/2022
B
Virginia 10/22/2014
B
Michigan 7/1/2021
B
Washington 8/9/2019
B
Minnesota 7/16/2004
B
Wisconsin 8/5/1987
B
Missouri 5/6/2021
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Wisconsin 8/21/2001
SRO Registrations
B
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Registered with this firm since 8/21/2001
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Registered with this firm since 8/4/1987
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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