Individual Firm
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DAVID GEORG GRABNER
DAVE GRABNER, DAVID G GRABNER
CRD#: 1661975
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 1301 York Road
Suite 205
Lutherville, MD 21093
Suite 205
Lutherville, MD 21093
GROVE POINT INVESTMENTS, LLCCRD#: 1763 1301 York Rd
Ste 205
Lutherville, MD 21093
Ste 205
Lutherville, MD 21093
View By:
12/28/2012
Customer Dispute
Denied
State Registrations
B
California 9/18/2006
B
New Hampshire 11/9/2016
B
Colorado 11/30/2021
B
Pennsylvania 9/18/2006
B
Florida 9/18/2006
B
South Carolina 2/1/2019
B
Maryland 9/18/2006
B
Virginia 3/4/2011
IA
Maryland 4/1/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 4/1/2021
B
Registered with this firm since 9/18/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/18/2006 - 04/01/2021 | Lutherville, MD | |
IA | 08/16/2000 - 09/19/2006 | TOWSON, MD | |
B | 06/04/1987 - 09/19/2006 | TOWSON, MD | |
B | 06/04/1987 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
06/04/1987 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.