Individual Firm
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TODD DAVID GROVENSTEIN
TODD D GROVENSTEIN, TODD DAVID GROVESTEIN
CRD#: 1661594
IA
B
OSAIC WEALTH, INC.CRD#: 23131 NEPTUNE BEACH, FL
0
Disclosures
37
Years of Experience
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State Registrations
B
California 11/3/2023
B
Georgia 2/10/2025
IA
California 11/3/2023
B
Ohio 11/3/2023
B
Florida 11/3/2023
B
Texas 11/3/2023
IA
Florida 11/3/2023
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/25/1992 - 11/03/2023 | NEPTUNE BEACH, FL | |
B | 07/15/1992 - 11/03/2023 | NEPTUNE BEACH, FL | |
B | 02/02/1989 - 07/20/1992 | DES MOINES, IA | |
B | 05/04/1987 - 02/08/1989 | RADNOR, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.