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BRIAN LEE MLSNA
BRIAN L MLSNA, MEL MLSNA
CRD#: 1660223
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 500 2ND ST S
STE 101
LA CROSSE, WI 54601
STE 101
LA CROSSE, WI 54601
0
Disclosures
34
Years of Experience
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State Registrations
B
Arizona 1/22/2003
B
Minnesota 4/26/1995
B
Colorado 3/19/2020
B
New York 3/18/2016
B
Florida 4/6/2004
B
Wisconsin 2/24/1993
B
Illinois 6/8/2020
IA
Wisconsin 2/24/1993
B
Iowa 1/4/1996
SRO Registrations
B
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IA
Registered with this firm since 2/24/1993
B
Registered with this firm since 2/24/1993
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/24/1993 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 11/27/1991 - 03/17/1993 | OAKDALE, MN | |
B | 09/13/1989 - 12/31/1990 | ST LOUIS PARK, MN | |
B | 05/22/1987 - 09/15/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.