Individual Firm
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MARTIN ANTONIO ENRIQUEZ
MARTIN ANTONIO ANDERSENRIQUEZ
CRD#: 1659915
IA
B
MORGAN STANLEYCRD#: 149777 2800 Post Oak Boulevard
Suite 3200
Houston, TX 77056
Suite 3200
Houston, TX 77056
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1/24/2001
Customer Dispute
Settled
State Registrations
B
Arizona 3/10/2023
B
New Jersey 2/27/2017
B
California 10/4/2016
B
New York 10/4/2016
B
Colorado 10/4/2016
B
North Carolina 2/27/2017
B
Connecticut 10/26/2016
B
Oklahoma 11/9/2016
B
Delaware 3/1/2017
B
South Dakota 7/24/2017
B
Florida 10/4/2016
B
Texas 10/5/2016
B
Kansas 2/27/2017
IA
Texas 10/5/2016
B
Maryland 10/4/2016
B
Virginia 2/27/2017
B
Michigan 3/1/2017
B
Washington 2/28/2017
B
Nevada 3/3/2017
B
West Virginia 12/11/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/5/2016
B
Registered with this firm since 10/4/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/18/1997 - 10/05/2016 | HOUSTON, TX | |
B | 07/22/1987 - 10/05/2016 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.