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SANDRA SEABORG
SANDRA L FISH, SANDRA LEE FISH, SANDRA L SEABORG, SANDRA LEE SEABORG
CRD#: 1659386
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
19901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - Present (14 years)BPRUDENTIAL BACHE SECURITIES, LLC (CRD# 127733)2004 - 2010 (6 years)BPRUDENTIAL EQUITY GROUP, INC. (CRD# 7471)2000 - 2004 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 2000 (9 years)
License(s)

State Registrations

B
Arizona 3/3/2011

B
Minnesota 3/3/2011

B
Arkansas 3/3/2011

B
Missouri 3/3/2011

B
California 3/3/2011

B
Nebraska 3/3/2011

B
Colorado 3/3/2011

B
Nevada 3/3/2011

B
District of Columbia 4/12/2021

B
New Mexico 3/3/2011

B
Florida 3/3/2011

B
New York 3/3/2011

B
Georgia 3/3/2011

B
North Carolina 3/3/2011

B
Hawaii 1/9/2023

B
Ohio 3/4/2011

B
Idaho 3/3/2011

B
Pennsylvania 3/3/2011

B
Illinois 11/5/2010

B
South Carolina 3/3/2011

IA
Illinois 3/3/2011

B
Tennessee 3/3/2011

B
Indiana 3/3/2011

B
Texas 3/3/2011

B
Iowa 3/3/2011

IA
Texas 3/3/2011

B
Kansas 3/3/2011

B
Virginia 3/3/2011

B
Maryland 3/3/2011

B
Washington 3/3/2011

B
Massachusetts 3/3/2011

B
Wisconsin 3/3/2011

B
Michigan 3/3/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 3/3/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/5/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/01/2004 - 09/03/2010 PRUDENTIAL BACHE SECURITIES, LLC (CRD#:127733) CHICAGO, IL
B
03/02/2000 - 01/01/2004 PRUDENTIAL EQUITY GROUP, INC. (CRD#:7471) NEW YORK, NY
B
04/24/1990 - 03/01/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.