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STRATIS PAUL ZAFERIOU
STRATIS ZAFERIOU
CRD#: 1658670
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 88 FROEHLICH FARM BLVD
WOODBURY, NY 11797
Registration History
19901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - Present (16 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (7 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1994 - 2000 (5 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1990 - 1994 (4 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1987 - 1990 (3 years)
Disclosure(s)
View By:
10/2/2007
Regulatory
Final
License(s)

State Registrations

B
Alabama 12/12/2011

B
New Jersey 3/9/2009

B
Alaska 4/26/2023

B
New York 1/30/2009

B
Arizona 1/30/2009

IA
New York 7/27/2021

B
California 1/30/2009

B
North Carolina 1/30/2009

B
Colorado 1/30/2009

B
Ohio 1/30/2009

B
Connecticut 1/30/2009

B
Oklahoma 8/13/2024

IA
Connecticut 9/20/2016

B
Pennsylvania 1/30/2009

B
District of Columbia 1/30/2009

B
Rhode Island 1/30/2009

B
Florida 4/1/2009

B
South Carolina 7/25/2018

B
Georgia 6/21/2024

B
Tennessee 1/17/2018

B
Illinois 1/30/2009

B
Texas 3/12/2019

B
Maine 2/3/2009

IA
Texas 3/12/2019

B
Maryland 1/30/2009

B
Vermont 2/10/2020

B
Massachusetts 2/10/2009

B
Virginia 1/30/2009

B
Michigan 1/30/2009

B
Washington 2/2/2009

B
Missouri 7/19/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 9/20/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 1/30/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/02/2007 - 02/20/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GARDEN CITY, NY
B
04/07/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) GARDEN CITY, NY
B
10/14/1994 - 04/20/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
10/03/1990 - 10/25/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
07/21/1987 - 10/09/1990 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.