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Detailed Report
KEVIN F VESEY
CRD#: 1658382
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 500 Post Road East
3Rd Floor
Westport, CT 06880
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2014 - Present (10 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2007 - 2007 (<1 year)BGILFORD SECURITIES INCORPORATED (CRD# 8076)2005 - 2007 (1 year)BRYAN BECK & CO. (CRD# 3248)2002 - 2005 (3 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1996 - 2002 (5 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 3/15/2019
B
Alaska 4/29/2022
B
Nevada 3/15/2019
B
Arizona 5/11/2022
B
New Hampshire 3/14/2018
B
Arkansas 3/15/2019
B
New Jersey 6/1/2009
B
California 5/26/2015
B
New Mexico 3/15/2019
B
Colorado 5/11/2022
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
IA
Connecticut 11/19/2014
B
North Dakota 3/15/2019
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 8/8/2013
B
Oregon 5/25/2022
B
Georgia 3/15/2019
B
Pennsylvania 5/25/2022
B
Hawaii 5/25/2022
B
Puerto Rico 3/15/2019
B
Idaho 5/25/2022
B
Rhode Island 3/15/2019
B
Illinois 3/15/2019
B
South Carolina 8/8/2013
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 3/15/2019
B
Kentucky 5/25/2022
IA
Texas 4/2/2020
B
Louisiana 5/25/2022
B
Utah 3/15/2019
B
Maine 5/25/2022
B
Vermont 5/27/2015
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 3/30/2018
B
Virginia 5/25/2022
B
Michigan 11/9/2015
B
Washington 3/15/2019
B
Minnesota 3/15/2019
B
West Virginia 5/25/2022
B
Mississippi 3/15/2019
B
Wisconsin 3/15/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
500 Post Road East 3Rd Floor, Westport, CT 06880
Registered with this firm since 11/19/2014
B
MORGAN STANLEY (CRD#:149777)
500 Post Road East 3Rd Floor, Westport, CT 06880
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) STAMFORD, CT
B
 02/09/2007 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) GREENWICH, CT
B
 08/16/2005 - 01/30/2007 GILFORD SECURITIES INCORPORATED (CRD#:8076) NEW YORK, NY
B
 05/10/2002 - 08/17/2005 RYAN BECK & CO. (CRD#:3248) FLORHAM PARK, NJ
B
 10/09/1996 - 05/13/2002 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.