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KELLY S LANE
KELLY S BOBBITT, KELLY M LANE, KELLY S MCCLINTOCK, KELLY SUE MCCLINTOCK, KELLY SHINPAUGH
CRD#: 1656912
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
199019952000200520102015202020252 FIRMS1987 - Present (37 years)
License(s)

State Registrations

B
Arizona 1/26/2016

B
New York 5/12/2015

B
California 10/5/1993

B
North Carolina 7/28/2008

B
Colorado 5/19/2015

B
Ohio 5/12/2015

B
Florida 7/28/2008

B
Oklahoma 5/12/2015

B
Georgia 5/19/2015

B
Texas 7/6/1987

B
Maryland 7/28/2008

IA
Texas 7/6/1987

B
Massachusetts 5/19/2015

B
Vermont 1/3/2023

B
Missouri 6/9/2017

B
Virginia 2/5/2019

B
Nebraska 5/12/2015

B
Washington 7/28/2008

B
New Jersey 7/28/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 7/6/1987

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 6/26/1987

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.