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Detailed Report
Keith Yoshiaki Nunokawa
Yoshiaki Nunokawa
CRD#: 1654511
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 Ewa Beach, HI
Registration History
19901995200020052010201520202025IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2007 - Present (17 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2004 - Present (20 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1991 - 2004 (13 years)BDAIWA SECURITIES AMERICA INC. (CRD# 1576)1987 - 1990 (3 years)IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2004 - 2007 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2004 (7 years)
License(s)

State Registrations

B
Arizona 4/4/2011
B
Hawaii 11/24/2004
B
California 11/24/2004
B
Nevada 5/3/2017
IA
California 7/30/2007
B
Texas 11/24/2004
B
Florida 6/9/2023
IA
Texas 7/26/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
Ewa Beach, HI
Registered with this firm since 7/26/2007
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
Ewa Beach, HI
Registered with this firm since 11/24/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/26/2004 - 05/01/2007 WESTERN INTERNATIONAL SECURITIES (CRD#:39262) PASADENA, CA
IA
 07/08/1997 - 12/10/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) PASADENA, CA
B
 08/22/1991 - 12/10/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 05/27/1987 - 06/12/1990 DAIWA SECURITIES AMERICA INC. (CRD#:1576) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.