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Detailed Report
VICTOR IRVING ADLER
CRD#: 1654
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 180 GLASTONBURY BLVD
SUITE 302
GLASTONBURY, CT 06033
Registration History
197519801985199019952000200520102015202020252 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - Present (16 years)BADVEST, INC. (CRD# 10)1973 - 2006 (33 years)IAADVEST, INC. (CRD# 10)1991 - 2006 (14 years)
Disclosure(s)
View By:
7/14/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/9/2020
B
New Hampshire 2/13/2009
B
Arizona 10/22/2021
B
New Jersey 2/13/2009
B
California 6/2/2009
B
New York 2/13/2009
B
Colorado 8/22/2017
B
North Carolina 2/13/2009
B
Connecticut 2/13/2009
B
Ohio 10/28/2014
IA
Connecticut 2/13/2009
B
Oregon 9/12/2012
B
District of Columbia 2/13/2009
B
Pennsylvania 2/13/2009
B
Florida 3/4/2009
B
Rhode Island 2/13/2009
B
Georgia 8/27/2019
B
South Carolina 8/11/2009
B
Illinois 10/10/2024
B
Tennessee 5/2/2013
B
Kentucky 5/12/2021
B
Texas 2/13/2009
B
Maine 5/1/2009
IA
Texas 12/9/2015
B
Maryland 1/12/2017
B
Vermont 7/17/2009
B
Massachusetts 2/13/2009
B
Virginia 4/26/2018
B
Michigan 11/8/2022
B
Washington 2/13/2009
B
Missouri 9/18/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
180 GLASTONBURY BLVD SUITE 302, GLASTONBURY, CT 06033
60 Willow Street Suite 101, Mystic, CT 06355
Registered with this firm since 2/13/2009
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
180 GLASTONBURY BLVD SUITE 302, GLASTONBURY, CT 06033
60 Willow Street Suite 101, Mystic, CT 06355
Registered with this firm since 2/13/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/08/2006 - 02/18/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIDDLETOWN, CT
B
 03/08/2006 - 02/18/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIDDLETOWN, CT
IA
 05/07/1991 - 03/08/2006 ADVEST, INC. (CRD#:10) MIDDLETOWN, CT
B
 02/05/1973 - 03/08/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.