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Detailed Report
RICHARD TODD HOLDEN
TODD ALAN HOLDEN
CRD#: 1653850
IA
Investment Adviser
B
Broker
NORTHWEST FINANCIAL ADVISORS LLCCRD#: 166769 200 SPRING STREET
SUITE 120
HERNDON, VA 20170
NORTHWEST FINANCIAL GROUP LLCCRD#: 145064 9730 Liberia Ave
Manassas, VA 20110
Registration History
199019952000200520102015202020252 FIRMS1998 - 2004 (5 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - 2016 (<1 year)3 FIRMS2016 - Present (8 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2009 - 2009 (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2005 - 2005 (<1 year)BHSBC BROKERAGE (USA) INC. (CRD# 6956)2004 - 2005 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 1990 (3 years)IALPL FINANCIAL LLC (CRD# 6413)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 11/15/2021
B
Nebraska 8/16/2018
B
Arizona 5/23/2018
B
New Jersey 9/16/2016
B
California 9/16/2016
B
New Mexico 3/9/2023
B
Colorado 12/8/2017
B
North Carolina 9/16/2016
B
Delaware 4/12/2019
B
Ohio 9/16/2016
B
District of Columbia 9/16/2016
B
Oklahoma 7/28/2017
B
Florida 9/16/2016
B
Oregon 3/28/2017
B
Illinois 2/27/2019
B
Pennsylvania 10/21/2016
B
Indiana 7/28/2017
B
South Carolina 10/29/2018
B
Kansas 7/28/2017
B
Texas 11/13/2017
B
Kentucky 10/18/2024
B
Virginia 9/16/2016
B
Maine 3/16/2018
IA
Virginia 9/23/2016
B
Maryland 9/16/2016
B
Washington 1/2/2018
B
Massachusetts 7/28/2017
B
West Virginia 11/13/2017
B
Michigan 10/4/2021
B
Wisconsin 9/16/2016
B
Missouri 9/16/2016

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWEST FINANCIAL ADVISORS LLC (CRD#:166769)
200 SPRING STREET SUITE 120, HERNDON, VA 20170
Registered with this firm since 9/23/2016
B
NORTHWEST FINANCIAL GROUP LLC (CRD#:145064)
9730 Liberia Ave, Manassas, VA 20110
7500 Webb Drive, Gainesville, VA 20155
Registered with this firm since 9/22/2016
B
LPL FINANCIAL LLC (CRD#:6413)
200 SPRING STREET, STE 120, HERNDON, VA 20170
9730 LIBERIA AVE, MANASSAS, VA 20175
Registered with this firm since 9/16/2016
Previous Registration(s)
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IA
 04/07/2021 - 04/08/2021 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 05/02/2016 - 09/23/2016 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Woodbridge, VA
B
 05/02/2016 - 09/23/2016 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Woodbridge, VA
IA
 06/12/2009 - 05/02/2016 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ALEXANDRIA, VA
B
 06/12/2009 - 05/02/2016 SECURITIES AMERICA, INC. (CRD#:10205) WOODBRIDGE, VA
B
 01/02/2009 - 06/12/2009 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) ARLINGTON, VA
IA
 07/31/2007 - 01/05/2009 WESTMINSTER FINANCIAL ADVISORY CORP (CRD#:110283) BEAVERCREEK, OH
B
 08/07/2007 - 01/05/2009 WESTMINSTER FINANCIAL SECURITIES, INC. (CRD#:20677) BEAVERCREEK, OH
B
 01/01/2005 - 08/11/2005 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK CITY, NY
B
 06/08/2004 - 01/01/2005 HSBC BROKERAGE (USA) INC. (CRD#:6956) NEW YORK, NY
B
 09/10/1998 - 06/04/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 09/10/1998 - 06/04/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 05/21/1987 - 08/06/1990 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.