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DOMINICK JOHN DIBONA
DOMINICK J DIBONA
CRD#: 1653675
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1 TOWN CENTER ROAD
10TH FLOOR
BOCA RATON, FL 33486
Registration History
199019952000200520102015202020252 FIRMS2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2019 (10 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2000 (6 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1987 - 1993 (6 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2019 (4 years)
License(s)

State Registrations

B
Arizona 4/2/2019

B
New York 3/29/2019

B
California 4/2/2019

IA
New York 6/14/2021

B
Colorado 8/26/2019

B
North Carolina 4/2/2019

B
Connecticut 4/2/2019

B
Pennsylvania 4/2/2019

B
Florida 4/2/2019

B
South Carolina 1/10/2023

IA
Florida 4/2/2019

B
Tennessee 4/2/2019

B
Georgia 6/20/2023

B
Texas 10/1/2024

B
Massachusetts 4/2/2019

IA
Texas 10/2/2024

B
Nevada 5/10/2019

B
Virginia 4/2/2019

B
New Jersey 4/2/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 TOWN CENTER ROAD 10TH FLOOR, BOCA RATON, FL 33486
Registered with this firm since 4/2/2019

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 TOWN CENTER ROAD 10TH FLOOR, BOCA RATON, FL 33486
Registered with this firm since 3/29/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/29/2014 - 04/09/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) GARDEN CITY, NY
B
05/23/2008 - 04/09/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) GARDEN CITY, NY
B
04/02/2007 - 05/28/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GARDEN CITY, NY
B
06/12/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) GARDEN CITY, NY
B
10/05/1993 - 06/19/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
04/29/1987 - 10/08/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.