• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
James Apostolico
JIM APOSTOLICO
CRD#: 1653591
IA
Investment Adviser
B
Broker
LION STREET ADVISORS, LLCCRD#: 167610 115 ROUTE 46 W
BLDG C-21
MOUNTAIN LAKES, NJ 07046
LION STREET FINANCIAL, LLCCRD#: 165828 115 Route 46 W,
Bldg. C-21
Mountain Lakes, NJ 07046
Registration History
19901995200020052010201520202025IALION STREET ADVISORS, LLC (CRD# 167610)2021 - Present (3 years)BLION STREET FINANCIAL, LLC (CRD# 165828)2019 - Present (5 years)BTHE LEADERS GROUP, INC. (CRD# 37157)2011 - 2019 (8 years)BNFP ADVISOR SERVICES (CRD# 42046)1998 - 2011 (13 years)BFORTIS INVESTORS, INC. (CRD# 421)1992 - 1998 (5 years)BFORTH FINANCIAL SECURITIES, CO... (CRD# 14363)1992 - 1992 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1987 - 1992 (5 years)IATLG ADVISORS, INC. (CRD# 111052)2018 - 2019 (1 year)IATLG ADVISORS, INC. (CRD# 111052)2017 - 2017 (<1 year)IANFP SECURITIES, INC. (CRD# 42046)2005 - 2011 (5 years)
License(s)

State Registrations

B
Florida 10/25/2019

IA
New Jersey 4/22/2021

B
New Jersey 10/30/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LION STREET ADVISORS, LLC (CRD#:167610)
115 ROUTE 46 W BLDG C-21, MOUNTAIN LAKES, NJ 07046
Registered with this firm since 4/22/2021

B
LION STREET FINANCIAL, LLC (CRD#:165828)
115 Route 46 W, Bldg. C-21, Mountain Lakes, NJ 07046
115 Route 46 W Bldg. C-21, Mountain Lakes, NJ 07046
Registered with this firm since 10/25/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/09/2018 - 10/28/2019 TLG ADVISORS, INC. (CRD#:111052) Mountain Lakes, NJ
B
04/01/2011 - 10/28/2019 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
IA
10/06/2017 - 12/31/2017 TLG ADVISORS, INC. (CRD#:111052) MOUNTAIN LAKES, NJ
IA
11/22/2005 - 03/31/2011 NFP SECURITIES, INC. (CRD#:42046) MOUNTAIN LAKES, NJ
B
01/26/1998 - 03/31/2011 NFP ADVISOR SERVICES (CRD#:42046) MOUNTAIN LAKES, NJ
B
10/28/1992 - 01/30/1998 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
04/02/1992 - 11/11/1992 FORTH FINANCIAL SECURITIES, CORPORATION (CRD#:14363) RICHMOND, VA
B
04/07/1987 - 04/01/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.