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Detailed Report
MARVIN CONRAD JR
MARVIN EARL CONRAD JR
CRD#: 1653403
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1800 HUGHES LANDING BLVD STE 325
THE WOODLANDS, TX 77380
Registration History
199019952000200520102015202020252 FIRMS2022 - Present (2 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2004 - 2022 (18 years)BEDWARD JONES (CRD# 250)2002 - 2004 (2 years)BTRADESTAR INVESTMENTS,INC. (CRD# 14565)1991 - 2002 (11 years)BTEXAS FIRST SECURITIES CORPORATION (CRD# 14565)1990 - 1991 (<1 year)BINVESTMENT & FINANCIAL SERVICE... (CRD# 6769)1989 - 1990 (1 year)BLOMAS SECURITIES USA, INC. (CRD# 14565)1988 - 1989 (<1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2022 - 2022 (<1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2017 - 2021 (4 years)
License(s)

State Registrations

B
Colorado 10/3/2022
B
New Mexico 10/3/2022
B
Florida 10/3/2022
B
Texas 10/3/2022
B
Georgia 2/3/2025
IA
Texas 10/3/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1800 HUGHES LANDING BLVD STE 325, THE WOODLANDS, TX 77380
Registered with this firm since 10/3/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1800 HUGHES LANDING BLVD STE 325, THE WOODLANDS, TX 77380
Registered with this firm since 10/3/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/26/2022 - 10/31/2022 FROST INVESTMENT SERVICES (CRD#:286129) Stafford, TX
B
 01/12/2004 - 10/31/2022 FROST BROKERAGE SERVICES, INC. (CRD#:17465) Pasadena, TX
IA
 09/15/2017 - 12/31/2021 FROST INVESTMENT SERVICES (CRD#:286129) Stafford, TX
B
 01/24/2002 - 01/02/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 01/17/1991 - 01/08/2002 TRADESTAR INVESTMENTS,INC. (CRD#:14565) HOUSTON, TX
B
 12/05/1990 - 01/01/1991 TEXAS FIRST SECURITIES CORPORATION (CRD#:14565)
B
 05/24/1989 - 12/07/1990 INVESTMENT & FINANCIAL SERVICES, INC. (CRD#:6769) HUNTSVILLE, AL
B
 10/19/1988 - 05/04/1989 LOMAS SECURITIES USA, INC. (CRD#:14565)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.