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RICHARD RAY SNOWDEN
RICK SNOWDEN
CRD#: 1652254
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1716 BRIARCREST DRIVE
3RD FLOOR
BRYAN, TX 77802
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1716 BRIARCREST DR
3RD FLOOR
BRYAN, TX 77802
Registration History
199019952000200520102015202020252 FIRMS1999 - 2018 (18 years)2 FIRMS2018 - Present (6 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1999 - 1999 (<1 year)BFORUM FINANCIAL SERVICES, INC. (CRD# 17685)1997 - 1999 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1992 - 1995 (3 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1987 - 1987 (<1 year)
License(s)

State Registrations

B
Florida 1/9/2020

B
Texas 7/25/2018

B
Illinois 12/26/2018

IA
Texas 7/25/2018

B
Kansas 7/25/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1716 BRIARCREST DR 3RD FLOOR, BRYAN, TX 77802
BRYAN, TX
Registered with this firm since 7/25/2018

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1716 BRIARCREST DRIVE 3RD FLOOR, BRYAN, TX 77802
BRYAN, TX
Registered with this firm since 7/25/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/23/1999 - 08/21/2018 LPL FINANCIAL LLC (CRD#:6413) COLLEGE STATION, TX
B
09/23/1999 - 08/21/2018 LPL FINANCIAL LLC (CRD#:6413) COLLEGE STATION, TX
B
07/12/1999 - 10/06/1999 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
05/02/1997 - 07/12/1999 FORUM FINANCIAL SERVICES, INC. (CRD#:17685) PORTLAND, ME
B
07/16/1992 - 08/31/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
06/17/1987 - 12/17/1987 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.