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DAVID LEE KUNHARDT
DAVE KUNHARDT
CRD#: 1651471
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 4429 Bonney Rd.
Suite 450
Virginia Beach, VA 23462
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 4429 Bonney Rd
Suite 450
Virginia Beach, VA 23462
Registration History
199019952000200520102015202020252 FIRMS1987 - 1992 (4 years)2 FIRMS1997 - 2003 (6 years)2 FIRMS2003 - 2007 (4 years)2 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - 2018 (5 years)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BDAVENPORT-DUKES FINANCIAL SERV... (CRD# 37664)1995 - 1997 (2 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1992 - 1995 (3 years)
Disclosure(s)
View By:
8/12/2019
Judgment / Lien
9/26/2006
Customer Dispute
Denied
8/14/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Nevada 4/16/2021

B
Texas 4/16/2021

B
New York 8/25/2022

IA
Texas 4/17/2021

B
North Carolina 4/16/2021

B
Virginia 4/16/2021

B
Ohio 4/16/2021

IA
Virginia 4/16/2021

B
Pennsylvania 4/16/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
4429 Bonney Rd. Suite 450, Virginia Beach, VA 23462
Registered with this firm since 4/16/2021

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
4429 Bonney Rd Suite 450, Virginia Beach, VA 23462
Registered with this firm since 4/16/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/20/2018 - 04/16/2021 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) VIRGINIA BEACH, VA
B
08/17/2018 - 04/16/2021 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) VIRGINIA BEACH, VA
IA
06/29/2013 - 02/16/2018 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) VIRGINIA BEACH, VA
B
02/28/2013 - 02/16/2018 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) VIRGINIA BEACH, VA
IA
04/28/2008 - 01/23/2013 METLIFE SECURITIES INC. (CRD#:14251) VIRGINIA BEACH, VA
B
04/24/2008 - 01/23/2013 METLIFE SECURITIES INC. (CRD#:14251) VIRGINIA BEACH, VA
IA
12/18/2003 - 12/31/2007 PARK AVENUE SECURITIES LLC (CRD#:46173) VIRGINIA BEACH, VA
B
11/24/2003 - 12/31/2007 PARK AVENUE SECURITIES LLC (CRD#:46173) VIRGINIA BEACH, VA
IA
07/07/1997 - 12/31/2003 DUKES & CO ADVISORY, INC. (CRD#:108597) VIRGINIA BEACH, VA
B
05/19/1997 - 10/31/2003 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
03/22/1995 - 05/20/1997 DAVENPORT-DUKES FINANCIAL SERVICES, INC. (CRD#:37664)
B
01/16/1992 - 03/22/1995 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
09/09/1987 - 02/04/1992 NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (CRD#:2881) MILWAUKEE, WI
B
09/09/1987 - 01/28/1992 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.