Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BARRY JOSEPH SALUK
LARRY JOSEPH SALUK
CRD#: 1649461
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 60 Willow Street
Suite 101
Mystic, CT 06355
Suite 101
Mystic, CT 06355
View By:
10/19/2016
Customer Dispute
Denied
State Registrations
B
Alabama 11/16/2021
B
New Hampshire 10/6/2016
B
Arizona 10/6/2016
B
New Jersey 10/6/2016
B
Arkansas 10/6/2016
B
New Mexico 4/8/2021
B
California 10/6/2016
B
New York 10/6/2016
B
Colorado 10/6/2016
B
North Carolina 10/6/2016
B
Connecticut 10/6/2016
B
Ohio 10/6/2016
IA
Connecticut 10/6/2016
B
Oregon 3/27/2024
B
Delaware 10/6/2016
B
Pennsylvania 10/6/2016
B
District of Columbia 10/6/2016
B
Puerto Rico 12/18/2024
B
Florida 10/6/2016
B
Rhode Island 10/6/2016
B
Georgia 10/6/2016
B
South Carolina 10/6/2016
B
Hawaii 10/6/2016
B
South Dakota 10/6/2016
B
Idaho 10/6/2016
B
Tennessee 11/12/2021
B
Illinois 10/6/2016
B
Texas 10/6/2016
B
Iowa 2/18/2022
IA
Texas 10/6/2016
B
Maine 10/6/2016
B
Utah 3/10/2021
B
Maryland 10/6/2016
B
Vermont 10/6/2016
B
Massachusetts 10/6/2016
B
Virginia 10/6/2016
B
Michigan 10/12/2017
B
Washington 6/12/2023
B
Montana 4/15/2020
B
West Virginia 2/21/2024
B
Nevada 5/1/2017
B
Wisconsin 10/6/2016
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/6/2016
B
Registered with this firm since 10/6/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/05/2008 - 10/11/2016 | MYSTIC, CT | |
B | 09/05/2008 - 10/11/2016 | MYSTIC, CT | |
IA | 11/14/1994 - 09/18/2008 | MYSTIC, CT | |
B | 08/18/1994 - 09/18/2008 | MYSTIC, CT | |
B | 06/22/1987 - 08/23/1994 | WEEHAWKEN, NJ | |
B | 04/29/1987 - 05/11/1987 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.