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MARCI ANN GRIFFIN
MARCI G DURON, MARCI GRIFFIN DURON, MARCI DURON, MARCI A GRIFFIN, MARCI GRIFFIN…
CRD#: 1648653
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Henderson, NV
Registration History
199019952000200520102015202020253 FIRMS1987 - 1987 (<1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2006 - 2006 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2005 (1 year)BGOLDMAN, SACHS & CO. (CRD# 361)1999 - 2003 (3 years)BABN AMRO INCORPORATED (CRD# 15776)1998 - 1999 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 1998 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 1997 (1 year)BEVEREN SECURITIES, INC. (CRD# 19616)1995 - 1996 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1994 - 1995 (1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1993 - 1994 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1988 - 1993 (5 years)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2019 - 2020 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Nevada 11/28/2022

IA
Nevada 12/7/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Henderson, NV
Registered with this firm since 5/25/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Henderson, NV
Registered with this firm since 5/25/2022

Previous Registration(s)
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IA
03/16/2020 - 05/17/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PORTLAND, TX
B
03/16/2020 - 05/17/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PORTLAND, TX
IA
07/23/2019 - 02/11/2020 MERCER GLOBAL ADVISORS INC. (CRD#:147363) Houston, TX
IA
09/21/2017 - 06/26/2019 MORGAN STANLEY (CRD#:149777) Palm Beach Gardens, FL
B
09/21/2017 - 06/26/2019 MORGAN STANLEY (CRD#:149777) Palm Beach Gardens, FL
IA
09/16/2016 - 08/03/2017 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) FORT MYERS, FL
B
04/01/2016 - 08/03/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) FORT MYERS, FL
IA
04/04/2016 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) FORT MYERS, FL
IA
08/05/2015 - 01/19/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) NAPLES, FL
B
08/05/2015 - 01/19/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) NAPLES, FL
IA
01/10/2013 - 07/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
01/10/2013 - 07/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
05/19/2011 - 12/20/2012 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
05/18/2011 - 12/20/2012 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
IA
04/15/2010 - 05/18/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
04/08/2010 - 05/18/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
IA
07/16/2007 - 09/16/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
04/25/2007 - 09/16/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
01/03/2006 - 06/27/2006 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) ALPHARETTA, GA
B
12/09/2003 - 03/29/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
10/27/1999 - 04/15/2003 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
05/11/1998 - 10/15/1999 ABN AMRO INCORPORATED (CRD#:15776) STAMFORD, CT
B
08/30/1997 - 04/17/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
05/13/1996 - 07/09/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
09/26/1995 - 05/01/1996 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
05/25/1994 - 09/22/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
09/08/1993 - 06/13/1994 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
09/01/1988 - 09/07/1993 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
07/02/1987 - 10/22/1987 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
B
05/28/1987 - 07/02/1987 FIRST INVESTORS CORPORATION (CRD#:305)
B
04/29/1987 - 06/01/1987 BLINDER, ROBINSON & CO.,INC. (CRD#:5096)
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Disclosures
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