Individual Firm
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EDWARD SPANN REAMES
EDWARD S REAMES, SPANN REAMES
CRD#: 1647930
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1831 W Evans Street
Ste. 220
Florence, SC 29501
Ste. 220
Florence, SC 29501
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4/21/2005
Customer Dispute
Denied
3/10/2003
Customer Dispute
Settled
State Registrations
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Alabama 8/10/2023
B
Rhode Island 10/27/2020
B
California 10/28/2020
B
South Carolina 11/15/2019
B
District of Columbia 11/2/2020
IA
South Carolina 11/15/2019
B
Florida 11/15/2019
B
Tennessee 1/12/2023
B
Georgia 11/15/2019
B
Texas 11/18/2019
B
Indiana 10/5/2022
IA
Texas 11/19/2019
B
Maryland 10/27/2020
B
Virginia 10/28/2020
B
Minnesota 7/13/2022
B
West Virginia 11/15/2019
B
New York 4/29/2022
B
Wisconsin 10/27/2020
B
North Carolina 11/15/2019
SRO Registrations
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 11/15/2019
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Registered with this firm since 11/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/27/2012 - 11/19/2019 | FLORENCE, SC | |
B | 02/17/2012 - 11/19/2019 | FLORENCE, SC | |
IA | 06/09/2003 - 02/23/2012 | FLORENCE, SC | |
B | 09/28/2001 - 02/23/2012 | FLORENCE, SC | |
B | 10/01/1999 - 10/02/2001 | ST. LOUIS, MO | |
B | 09/25/1992 - 10/01/1999 | CHARLOTTE, NC | |
B | 12/22/1990 - 10/02/1992 | COLUMBIA, SC | |
B | 04/28/1988 - 12/01/1990 | APPLETON, WI | |
B | 04/06/1987 - 05/11/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.