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Detailed Report
ROBERT NAYLOR BARBOUR JR
ROB BARBOUR JR
CRD#: 1646265
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6781 N PALM AVE STE 201
[NT/NV-RBO]
FRESNO, CA 93704
Registration History
199019952000200520102015202020252 FIRMS1987 - 1997 (10 years)2 FIRMS2003 - 2011 (7 years)2 FIRMS2011 - Present (14 years)BIFMG SECURITIES, INC. (CRD# 14416)1999 - 2003 (4 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (1 year)IAIFMG SECURITIES, INC. (CRD# 14416)2003 - 2003 (<1 year)
Disclosure(s)
View By:
8/30/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/20/2025
B
New Mexico 3/20/2025
B
California 1/3/2011
B
Ohio 8/6/2021
IA
California 1/3/2011
B
Oklahoma 3/9/2023
B
Colorado 1/13/2015
B
Oregon 3/20/2025
B
Georgia 1/5/2021
B
South Carolina 12/19/2024
B
Hawaii 8/2/2018
B
Tennessee 11/19/2024
B
Idaho 3/20/2025
B
Texas 6/27/2016
B
Louisiana 5/9/2024
IA
Texas 6/28/2016
B
Missouri 3/20/2025
B
Utah 11/6/2018
B
Montana 6/23/2022
B
Virginia 3/20/2025
B
Nevada 6/7/2012
B
Washington 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6781 N PALM AVE STE 201 [NT/NV-RBO], FRESNO, CA 93704
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6781 N PALM AVE STE 201 [NT/NV-RBO], FRESNO, CA 93704
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/13/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FRESNO, CA
B
 02/13/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FRESNO, CA
IA
 02/03/2003 - 02/13/2003 IFMG SECURITIES, INC. (CRD#:14416) FRESNO, CA
B
 01/20/1999 - 02/13/2003 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
 04/25/1997 - 01/15/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 05/06/1987 - 05/23/1997 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
 05/06/1987 - 05/23/1997 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.