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Detailed Report
STEVE ALLEN RUIZ
CRD#: 1644513
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 4719 QUAIL LAKE DR., STE. G254
STOCKTON, CA 95207
Registration History
19901995200020052010201520202025IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2004 - Present (21 years)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2003 - Present (22 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1999 - 2002 (3 years)BFORTIS INVESTORS, INC. (CRD# 421)1993 - 1999 (6 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1988 - 1991 (3 years)
License(s)

State Registrations

B
California 1/4/2003
IA
California 3/3/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
4719 QUAIL LAKE DR., STE. G254, STOCKTON, CA 95207
Stockton, CA
Registered with this firm since 3/3/2004
B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
4719 QUAIL LAKE DR., STE. G254, STOCKTON, CA 95207
Stockton, CA
Registered with this firm since 1/4/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/15/1999 - 12/31/2002 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 03/22/1993 - 10/20/1999 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
 06/10/1988 - 12/31/1991 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.