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Detailed Report
KRISTIN INGRID BECKER
CRD#: 1643346
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 16165 N 83RD AVE
STE 140
PEORIA, AZ 85382
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2020 (10 years)2 FIRMS2020 - Present (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)1988 - 2007 (18 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (8 years)
License(s)

State Registrations

B
Arizona 3/3/2020
B
Massachusetts 3/30/2020
IA
Arizona 3/3/2020
B
Nevada 3/30/2020
B
Arkansas 3/30/2020
B
Utah 7/28/2021
B
California 3/30/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
16165 N 83RD AVE STE 140, PEORIA, AZ 85382
Peoria, AZ
Registered with this firm since 3/3/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
16165 N 83RD AVE STE 140, PEORIA, AZ 85382
Peoria, AZ
Registered with this firm since 3/2/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 01/03/2020 MORGAN STANLEY (CRD#:149777) SCOTTSDALE, AZ
B
 06/01/2009 - 01/03/2020 MORGAN STANLEY (CRD#:149777) SCOTTSDALE, AZ
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BREA, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BREA, CA
IA
 08/24/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) NEWPORT BEACH, CA
B
 09/07/1988 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.