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ANN MARIE LUCCHESI
ANN MARIE HATTRUP, ANN HATTRUP, ANN LUCCHESI
CRD#: 1640981
IA
Investment Adviser
B
Broker
SVB WEALTHCRD#: 172832 222 2nd Street
San Francisco, CA 94105
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 222 2nd Street
18th Floor
San Francisco, CA 94105
Registration History
199019952000200520102015202020252 FIRMS1988 - 1988 (<1 year)IASVB WEALTH (CRD# 172832)2022 - Present (2 years)BFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2024 - Present (1 year)BSVB INVESTMENT SERVICES INC. (CRD# 168116)2022 - 2023 (1 year)BSVB WEALTH ADVISORY, INC. (CRD# 168116)2020 - 2020 (<1 year)BRBC DAIN RAUSCHER INC. (CRD# 31194)2001 - 2006 (4 years)BRBC CAPITAL MARKETS CORPORATION (CRD# 6579)2004 - 2006 (2 years)BW.R. HAMBRECHT + CO., LLC (CRD# 45040)2000 - 2001 (1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2000 (<1 year)BVOLPE BROWN WHELAN & COMPANY, LLC (CRD# 18329)1998 - 2000 (1 year)BWARBURG DILLON READ LLC (CRD# 7654)1997 - 1998 (1 year)BROBERTSON, STEPHENS & COMPANY LLC (CRD# 7730)1994 - 1997 (3 years)BMONTGOMERY SECURITIES (CRD# 4357)1989 - 1992 (3 years)IAPARALLEL ADVISORS, LLC (CRD# 140800)2020 - 2022 (1 year)IASVB WEALTH ADVISORY, INC. (CRD# 168116)2015 - 2020 (5 years)IARBC DAIN RAUSCHER INC. (CRD# 31194)2000 - 2006 (6 years)
License(s)

State Registrations

IA
California 9/2/2022

B
California 1/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SVB WEALTH (CRD#:172832)
222 2nd Street, San Francisco, CA 94105
Registered with this firm since 9/2/2022

B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
222 2nd Street 18th Floor, San Francisco, CA 94105
Registered with this firm since 1/12/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/02/2022 - 12/31/2023 SVB INVESTMENT SERVICES INC. (CRD#:168116) San Francisco, CA
IA
09/08/2020 - 01/28/2022 PARALLEL ADVISORS, LLC (CRD#:140800) SAN FRANCISCO, CA
IA
06/30/2015 - 09/08/2020 SVB WEALTH ADVISORY, INC. (CRD#:168116) San Francisco, CA
B
07/02/2020 - 09/08/2020 SVB WEALTH ADVISORY, INC. (CRD#:168116) San Francisco, CA
IA
02/22/2000 - 02/02/2006 RBC DAIN RAUSCHER INC. (CRD#:31194) SAN FRANCISCO, CA
B
08/01/2001 - 02/02/2006 RBC DAIN RAUSCHER INC. (CRD#:31194) SAN FRANCISCO, CA
B
01/20/2004 - 01/27/2006 RBC CAPITAL MARKETS CORPORATION (CRD#:6579) NEW YORK, NY
B
03/08/2000 - 07/20/2001 W.R. HAMBRECHT + CO., LLC (CRD#:45040) SAN FRANCISCO, CA
B
01/11/2000 - 02/08/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
06/10/1998 - 01/24/2000 VOLPE BROWN WHELAN & COMPANY, LLC (CRD#:18329) SAN FRANCISCO, CA
B
02/26/1997 - 07/24/1998 WARBURG DILLON READ LLC (CRD#:7654) NEW YORK, NY
B
01/25/1994 - 02/12/1997 ROBERTSON, STEPHENS & COMPANY LLC (CRD#:7730) SAN FRANCISCO, CA
B
02/14/1989 - 02/04/1992 MONTGOMERY SECURITIES (CRD#:4357) SAN FRANCISCO, CA
B
12/05/1988 - 12/21/1988 LONDON ZURICH SECURITIES (CRD#:13542)
B
01/01/1988 - 11/21/1988 CHARLES SCHWAB & CO., INC. (CRD#:5393)
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Broker
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Disclosures
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