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Detailed Report
LEE STANLEY MARTIN
LEE MARTIN
CRD#: 1638263
IA
Investment Adviser
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Previous Broker
AVIOR WEALTH MANAGEMENT, LLCCRD#: 148674 13555 SE 36TH STREET, SUITE 100
BELLEVUE, WA 98006
Registration History
199019952000200520102015202020252 FIRMS1988 - 1989 (<1 year)2 FIRMS2002 - 2007 (5 years)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (1 year)IAAVIOR WEALTH MANAGEMENT, LLC (CRD# 148674)2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2023 (12 years)BCUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2001 - 2002 (1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1991 - 2001 (9 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1989 - 1991 (1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1989 - 1990 (1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1989 - 1989 (<1 year)BPACIFIC HERITAGE SECURITIES, INC. (CRD# 8402)1987 - 1988 (1 year)IAFINANCIAL ADVOCATES INVESTMENT... (CRD# 151298)2013 - 2023 (10 years)IALPL FINANCIAL LLC (CRD# 6413)2010 - 2015 (4 years)IAFINANCIAL ADVOCATES ADVISORY S... (CRD# 147786)2010 - 2013 (3 years)
Disclosure(s)
View By:
2/25/2003
Customer Dispute
Settled
License(s)

State Registrations

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Louisiana 10/16/2023
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Washington 10/16/2023
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Texas 10/16/2023
Current Registration(s)
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AVIOR WEALTH MANAGEMENT, LLC (CRD#:148674)
13555 SE 36TH STREET, SUITE 100, BELLEVUE, WA 98006
Registered with this firm since 10/16/2023
Previous Registration(s)
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 09/10/2013 - 10/10/2023 FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (CRD#:151298) Mercer Island, WA
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 11/30/2010 - 10/05/2023 LPL FINANCIAL LLC (CRD#:6413) MERCER ISLAND, WA
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 11/30/2010 - 10/29/2015 LPL FINANCIAL LLC (CRD#:6413) MERCER ISLAND, WA
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 12/10/2010 - 12/23/2013 FINANCIAL ADVOCATES ADVISORY SERVICES, LLC (CRD#:147786) OLYMPIA, WA
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 08/17/2009 - 11/30/2010 NRP ADVISORS, INC. (CRD#:141430) BELLEVUE, WA
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 08/17/2009 - 11/30/2010 NRP FINANCIAL, INC. (CRD#:103717) BELLEVUE, WA
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 07/22/2008 - 09/29/2009 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) BELLEVUE, WA
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 07/10/2008 - 09/04/2009 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) BELLEVUE, WA
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 04/11/2007 - 07/24/2008 FSC SECURITIES CORPORATION (CRD#:7461) BELLEVUE, WA
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 04/11/2007 - 07/24/2008 FSC SECURITIES CORPORATION (CRD#:7461) BELLEVUE, WA
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 03/29/2002 - 04/23/2007 INTERSECURITIES, INC. (CRD#:16164) BELLEVUE, WA
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 02/12/2002 - 04/23/2007 INTERSECURITIES, INC. (CRD#:16164) BELLEVUE, WA
B
 02/16/2001 - 02/08/2002 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
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 05/14/1991 - 04/16/2001 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
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 09/25/1989 - 05/21/1991 NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (CRD#:2881) MILWAUKEE, WI
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 09/25/1989 - 11/16/1990 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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 04/10/1989 - 06/21/1989 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
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 10/20/1988 - 04/10/1989 AMERICAN PACIFIC SECURITIES CORPORATION (CRD#:5003)
FINRA expelled the firm on 03/17/1993
B
 07/01/1988 - 03/09/1989 PFG SECURITIES, INC. (CRD#:15401)
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 03/24/1987 - 08/30/1988 PACIFIC HERITAGE SECURITIES, INC. (CRD#:8402)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.