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BRUCE ALLEN EDELSOHN
CRD#: 1637823
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3075 TOWNSGATE ROAD
SUITE 300
WESTLAKE VILLAGE, CA 91361
Registration History
199019952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1987 - 1993 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
Disclosure(s)
View By:
9/4/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/26/2020

B
Nevada 6/12/2009

B
California 6/12/2009

B
New Jersey 5/10/2023

IA
California 6/12/2009

B
New Mexico 6/22/2018

B
Colorado 6/12/2009

B
North Carolina 12/15/2022

B
Idaho 6/12/2009

B
Texas 8/4/2015

B
Minnesota 9/22/2022

B
Wisconsin 3/22/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3075 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 6/12/2009

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3075 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 6/12/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 06/23/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) WOODLAND HILLS, CA
B
06/01/2009 - 06/23/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) WOODLAND HILLS, CA
IA
07/08/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WOODLAND HILLS, CA
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WOODLAND HILLS, CA
B
03/25/1987 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.