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PATRICIA GRACE DAVIS
PATRICIA GRACE MARINER
CRD#: 1637336
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 170 N RADNOR CHESTER RD
STE 110
RADNOR, PA 19087
STE 110
RADNOR, PA 19087
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Arkansas 5/8/2024
B
Mississippi 12/13/2022
B
California 8/13/2015
B
Missouri 11/22/2002
B
Colorado 11/8/2019
B
Montana 4/11/2023
B
Connecticut 3/4/2024
B
New Hampshire 5/31/2007
B
Delaware 7/27/2009
B
New Jersey 9/27/2007
B
District of Columbia 9/4/2024
B
North Carolina 1/5/2012
B
Florida 1/14/2003
B
Ohio 3/10/2003
B
Georgia 6/28/2021
B
Pennsylvania 10/4/2002
B
Illinois 12/4/2015
IA
Pennsylvania 2/28/2006
B
Kansas 9/8/2020
B
South Carolina 4/26/2018
B
Louisiana 5/5/2021
B
Tennessee 6/9/2020
B
Maine 8/4/2022
B
Texas 5/9/2016
B
Maryland 10/22/2003
B
Vermont 11/14/2017
B
Massachusetts 1/1/2002
B
Virginia 3/3/2006
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Massachusetts 5/28/2008
B
Washington 5/30/2007
B
Michigan 6/11/2009
B
West Virginia 4/11/2023
B
Minnesota 3/13/2018
B
Wisconsin 6/8/2017
SRO Registrations
B
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IA
Registered with this firm since 2/28/2006
B
Registered with this firm since 3/5/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/05/2001 - 01/01/2002 | MILWAUKEE, WI | |
B | 06/03/1991 - 01/16/2001 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.