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CLIFTON KIRKSEY
CRD#: 1636823
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 111 W JACKSON BLVD, SUITE 1700
SUITE B201
CHICAGO, IL 60604
Registration History
199019952000200520102015202020252 FIRMS2009 - Present (15 years)BWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)1995 - 2009 (14 years)BGS2 SECURITIES, INC. (CRD# 14745)1990 - 1994 (4 years)BB.C. CHRISTOPHER SECURITIES CO. (CRD# 60)1987 - 1989 (2 years)IAWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)1998 - 2009 (11 years)
License(s)

State Registrations

B
Alabama 9/8/2009

B
Indiana 7/15/2016

B
Arizona 3/1/2011

B
Maryland 10/17/2016

B
California 3/1/2011

B
Michigan 3/14/2013

B
Florida 10/7/2019

B
New York 10/7/2019

B
Georgia 1/9/2013

B
Ohio 1/10/2013

IA
Georgia 1/10/2013

IA
Ohio 1/10/2013

B
Illinois 9/8/2009

B
Texas 7/29/2013

IA
Illinois 9/8/2009

IA
Texas 7/29/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
111 W JACKSON BLVD, SUITE 1700 SUITE B201, CHICAGO, IL 60604
Registered with this firm since 9/8/2009

B
LPL FINANCIAL LLC (CRD#:6413)
111 W JACKSON BLVD, SUITE 1700 SUITE B201, CHICAGO, IL 60604
Registered with this firm since 9/8/2009

Previous Registration(s)
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IA
02/17/1998 - 09/08/2009 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) PALATINE, IL
B
01/12/1995 - 09/08/2009 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) PALATINE, IL
B
01/30/1990 - 12/15/1994 GS2 SECURITIES, INC. (CRD#:14745) MILWAUKEE, WI
B
05/13/1987 - 12/31/1989 B.C. CHRISTOPHER SECURITIES CO. (CRD#:60)
FINRA expelled the firm on 02/16/1993
KANSAS CITY, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.