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Detailed Report
Anne Folkerth Conway
Anne Folkerth Lefforge
CRD#: 1636495
IA
Investment Adviser
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Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 Cincinnati, OH
Registration History
19901995200020052010201520202025IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2006 - Present (19 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2001 - Present (23 years)BFIRSTAR INVESTMENT SERVICES,INC. (CRD# 14536)2000 - 2001 (1 year)BCONSECO SECURITIES, INC. (CRD# 29367)1998 - 2000 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1987 - 1998 (11 years)
License(s)

State Registrations

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Indiana 12/1/2001
B
Ohio 12/1/2001
B
Kentucky 12/1/2001
IA
Ohio 3/21/2006
IA
Kentucky 12/5/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
Cincinnati, OH
Registered with this firm since 3/21/2006
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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
Cincinnati, OH
Registered with this firm since 12/1/2001
Previous Registration(s)
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 05/31/2000 - 12/01/2001 FIRSTAR INVESTMENT SERVICES,INC. (CRD#:14536) MORRIS PLAINS, NJ
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 07/27/1998 - 05/31/2000 CONSECO SECURITIES, INC. (CRD#:29367) CARMEL, IN
B
 02/28/1987 - 06/26/1998 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.