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Kenneth Rogers
KENNETH JOSEPH ROGERS
CRD#: 1636458
IA
Investment Adviser
B
Previous Broker
CAPTRUSTCRD#: 175112 2262 Blue Stone Hills Dr #B
Harrisonburg, VA 22801
Registration History
19901995200020052010201520202025IACAPTRUST (CRD# 175112)2019 - Present (6 years)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2019 - 2024 (5 years)BPENSIONMARK SECURITIES, LLC (CRD# 283952)2017 - 2019 (1 year)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2015 - 2017 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2015 (4 years)BNRP FINANCIAL, INC. (CRD# 103717)2007 - 2010 (3 years)BSECURITIES AMERICA, INC. (CRD# 10205)2005 - 2007 (2 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2003 - 2005 (1 year)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)2001 - 2003 (2 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1995 - 2001 (6 years)BNEW ENGLAND SECURITIES (CRD# 615)1992 - 1995 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 1990 (3 years)IAPENSIONMARK FINANCIAL GROUP, LLC (CRD# 208512)2015 - 2019 (3 years)IAROGERS FINANCIAL (CRD# 130287)2004 - 2015 (11 years)IANRP ADVISORS, INC. (CRD# 141430)2007 - 2008 (<1 year)
License(s)

State Registrations

IA
North Carolina 1/29/2019

IA
Virginia 2/13/2019

Current Registration(s)
IA
CAPTRUST (CRD#:175112)
2262 Blue Stone Hills Dr #B, Harrisonburg, VA 22801
Registered with this firm since 1/29/2019

Previous Registration(s)
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01/17/2019 - 09/04/2024 CAPFINANCIAL SECURITIES, LLC. (CRD#:126291) Harrisonburg, VA
IA
09/17/2015 - 02/13/2019 PENSIONMARK FINANCIAL GROUP, LLC (CRD#:208512) HARRISONBURG, VA
B
09/01/2017 - 02/13/2019 PENSIONMARK SECURITIES, LLC (CRD#:283952) Harrisonburg, VA
B
09/17/2015 - 09/01/2017 CAPFINANCIAL SECURITIES, LLC. (CRD#:126291) Harrisonburg, VA
IA
03/29/2004 - 12/18/2015 ROGERS FINANCIAL (CRD#:130287) HARRISONBURG, VT
B
11/30/2010 - 09/24/2015 LPL FINANCIAL LLC (CRD#:6413) HARRISONBURG, VA
B
11/19/2007 - 11/30/2010 NRP FINANCIAL, INC. (CRD#:103717) HARRISONBURG, VA
IA
11/19/2007 - 04/30/2008 NRP ADVISORS, INC. (CRD#:141430) HARRISONBURG, VA
B
03/01/2005 - 11/27/2007 SECURITIES AMERICA, INC. (CRD#:10205) HARRISONBURG, VA
B
08/01/2003 - 03/03/2005 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
03/20/2001 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
03/28/1995 - 03/20/2001 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
08/04/1992 - 02/17/1995 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
04/29/1987 - 09/07/1990 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Disclosures
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