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ROGER DALE GADDIS
CRD#: 1635364
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Investment Adviser
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Previous Broker
GADDIS PREMIER WEALTH ADVISORS LLCCRD#: 317837 202 W MAIN
DURANT, OK 74701
Registration History
199019952000200520102015202020252 FIRMS1995 - 2019 (24 years)2 FIRMS2019 - 2022 (3 years)IAGADDIS PREMIER WEALTH ADVISORS LLC (CRD# 317837)2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1994 (1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1987 - 1993 (6 years)
Disclosure(s)
View By:
8/27/2019
Customer Dispute
Denied
11/19/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

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Oklahoma 6/23/2022

Current Registration(s)
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GADDIS PREMIER WEALTH ADVISORS LLC (CRD#:317837)
202 W MAIN, DURANT, OK 74701
Registered with this firm since 6/23/2022

Previous Registration(s)
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05/20/2019 - 06/24/2022 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) Ada, OK
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05/20/2019 - 06/24/2022 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) Ada, OK
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02/16/1995 - 06/10/2019 LPL FINANCIAL LLC (CRD#:6413) MCALESTER, OK
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01/16/1995 - 06/10/2019 LPL FINANCIAL LLC (CRD#:6413) MCALESTER, OK
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02/04/1993 - 12/02/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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02/24/1987 - 02/02/1993 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.